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Rule 37.Refusal to Make Discovery: Sanctions.

Current through February 2024 · Last verified September 12, 2026

In one sentenceRule 37 sets the remedies when discovery fails — a motion to compel backed by a good faith conferral certification, fee shifting, and orders that can establish facts, strike pleadings, dismiss a case or enter a default.

Full Text of Rule 37

Text sizeJump to: (a) (b) (c) (d)

(a) Motion for Order Compelling Discovery. A party, upon reasonable notice to other parties and all persons affected thereby, may apply for an order compelling discovery as follows:
(1) Appropriate Court. An application for an order to a party may be made to the court in which the action is pending or, on matters relating to a deposition, in the county in which the deposition is being taken. This provision shall also apply to a deponent who is not a party.
(2) Motion. If a deponent fails to answer a question propounded or submitted under Rules 30 and 31, or a corporation or other entity fails to make a designation under Rule 30(b)(6) or 31(a), or a party fails to answer an interrogatory submitted under Rule 33, or if a party, in response to a request for production or inspection submitted under Rule 34, fails to respond that inspection will be permitted as requested or fails to permit inspection as requested, the discovering party may move for an order compelling an answer, or a designation, or an order compelling production or inspection in accordance with the request. The motion must include a certification that the movant has in good faith conferred or attempted to confer with the person or party failing to make the discovery in an effort to secure the information or material without court action. When taking a deposition on oral examination, the proponent of the question may complete or adjourn the examination before applying for an order.
(3) Evasive or Incomplete Answer or Response. For purposes of this subdivision an evasive or incomplete answer or response is to be treated as a failure to answer or respond.
(4) Expenses and Sanctions.
(A) If the motion is granted or if requested discovery is provided after the motion was filed, the court may, after affording an opportunity to be heard, require the party or deponent whose conduct necessitated the motion or the party or attorney advising such conduct or both of them to pay to the moving party the reasonable expenses incurred in making the motion, including attorney's fees, unless the court finds that the motion was filed without the movant's first making a good faith effort to obtain the disclosure or discovery without court action, or that the opposing party's nondisclosure, response, or objection was substantially justified, or that other circumstances make an award of expenses unjust. An order compelling discovery may expressly provide for entry of a final judgment dismissing the underlying claim or entry of a default judgment against the nonmoving party if the order is not complied with within thirty (30) days or such shorter or longer time as the court may order or as the parties may stipulate.
(B) If the motion is denied, the court may enter any protective order authorized under Rule 26(c) and may, after affording an opportunity to be heard, require the moving party or the attorney filing the motion or both of them to pay to the party or deponent who opposed the motion the reasonable expenses incurred in opposing the motion, including attorney's fees, unless the court finds that the making of the motion was substantially justified or that other circumstances make an award of expenses unjust.
(C) If the motion is granted in part and denied in part, the court may enter any protective order authorized under Rule 26(c) and may, after affording an opportunity to be heard, apportion the reasonable expenses incurred in relation to the motion among the parties and persons in a just manner.
(b) Failure to Comply With Order.
(1) Contempt. If a party or other witness refuses to be sworn or refuses to answer any question after being directed to do so by the court, the refusal may be considered a contempt of court.
(2) Other Consequences. If any party or an officer, director, or managing agent of a party or a person designated under Rule 30(b)(6) to testify on behalf of a party fails or refuses to obey an order to provide or permit discovery, including an order made under subdivision (a) of this rule or Rule 35, the court may make such orders and enter such judgment in regard to the failure or refusal as are just, and among others the following:
(A) An order that the matters regarding which the order was made, or any other designated facts shall be taken to be established for the purposes of the action in accordance with the claim of the party obtaining the order;
(B) An order refusing to allow the disobedient party to support or oppose designated claims or defenses, or prohibiting the disobedient party from introducing designated matters in evidence;
(C) An order striking out pleadings or parts thereof, or staying further proceedings until the order is obeyed, or dismissing the action or proceeding or any part thereof, or rendering a judgment by default against the disobedient party;
(D) In lieu of any of the foregoing orders or in addition thereto, an order treating as contempt of court the failure to obey any orders except an order to submit to a physical or mental or blood examination; and/or
(E) Where a party has failed to comply with an order under Rule 35(a) requiring the party to produce another for examination, such orders as are listed in subdivisions (A), (B), and (C) of this subdivision of this rule, unless the party failing to comply shows that he or she is unable to produce such person for examination.
In lieu of any of the foregoing orders or in addition thereto, the court may require the party failing to obey the order or the attorney advising that party or both to pay the reasonable expenses, including attorney's fees, caused by the failure, unless the court finds that the failure was substantially justified or that other circumstances make an award of expenses unjust.
(c) Expenses on Refusal to Admit. If a party fails to admit the genuineness of any documents or the truth of any matter as requested under Rule 36, and if the party requesting the admissions thereafter proves the genuineness of the document or the truth of the matter, the requesting party may apply to the court for an order requiring the other party to pay the reasonable expenses incurred in making such proof, including reasonable attorney's fees.
The court shall make the order unless it finds that:
(1) The request was held objectionable pursuant to Rule 36(a);
(2) The admission sought was of no substantial importance;
(3) The party failing to admit had reasonable ground to believe that the party might prevail on the matter; or
(4) There was other good reason for the failure to admit.
(d) Failure of Party to Attend at Own Deposition or Serve Answers to Interrogatories or Respond to Request for Inspection. If a party or an officer, director, or managing agent of a party or a person designated under Rule 30(b)(6) or 31(a) to testify on behalf of a party without good cause fails
(1) to appear before the officer who is to take the deposition after being served with a proper notice, or
(2) to serve answers or objections to interrogatories submitted under Rule 33 after proper service of such interrogatories, or
(3) to serve a written response to a request for inspection submitted under Rule 34, after proper service of the request,
the court on motion may make such orders in regard to the failure as are just, and among others the court may take any action authorized under subparagraph (A), (B) and (C) of subdivision (b)(2) of this rule. Any motion specifying a failure under cause (2) or (3) of this subdivision shall include a certification that the movant has in good faith conferred or attempted to confer with the party failing to answer or respond in an effort to obtain such answer or response without court action. In lieu of any order or in addition thereto, the court may require the party failing to act or the attorney advising that party or both to pay the reasonable expenses, including attorney's fees, caused by the failure, unless the court finds that the failure was substantially justified or that other circumstances make an award of expenses unjust.
The failure to act described in this subdivision may not be excused on the ground that the discovery sought is objectionable unless the party failing to act has a pending motion for a protective order as provided by Rule 26(c).
End

Amendment History

Rhode Island does not publish a per-rule amendment history inside the compiled rules text reproduced here. The text above is verified current through the source’s own February 2024 printing; for the underlying adopting orders and any later amendments, see the Rhode Island Judiciary’s compiled rules page.

Plain-English Summary

Subdivision (a) is the first step. On reasonable notice to other parties and all persons affected, a party may apply for an order compelling an answer, a Rule 30(b)(6) or 31(a) designation, or production and inspection under Rule 34. The application goes to the court where the action is pending, or, on matters relating to a deposition, to the county where the deposition is being taken, and it reaches deponents who are not parties. The motion must include a certification that the movant conferred or tried in good faith to confer with the person or party failing to make discovery, in an effort to get the material without court action. Subdivision (a)(3) closes a familiar loophole: an evasive or incomplete answer or response counts as a failure to answer or respond.

Money follows the ruling. Under (a)(4)(A), if the motion is granted or the discovery arrives after it was filed, the court may, after affording an opportunity to be heard, require the party, the deponent, or the attorney advising the conduct to pay the moving party's reasonable expenses and attorney's fees, unless the movant skipped the good faith effort, the opposing position was substantially justified, or an award would be unjust. If the motion is denied, the same shifting runs the other way and the court may also enter a protective order under Rule 26(c). A partly granted motion can be apportioned. One sentence in (a)(4)(A) deserves a second read: an order compelling discovery may expressly provide that failing to comply within thirty days, or another period the court orders or the parties stipulate, brings entry of a final judgment dismissing the underlying claim or a default judgment against the party who did not comply.

Subdivision (b) handles defiance of an order. Refusing to be sworn or to answer a question after the court directs it may be considered a contempt of court. For failure or refusal to obey an order to provide or permit discovery, including one made under subdivision (a) or Rule 35, the court may take designated facts as established, refuse to let the disobedient party support or oppose designated claims or defenses, strike pleadings, stay the proceedings, dismiss the action, or render a judgment by default. It may treat disobedience as contempt, with one exception written into (b)(2)(D): an order to submit to a physical, mental or blood examination is outside the contempt power. Subdivision (b)(2)(E) carries one defense — where the failure is to produce another person for a Rule 35(a) examination, the orders in (A) through (C) follow unless the party shows it is unable to produce that person. Expenses and attorney's fees caused by the failure may be ordered against the party, the attorney advising that party, or both, absent substantial justification.

Two more provisions target specific failures. Subdivision (c) lets a party who proves a document genuine or a matter true, after the other side failed to admit it under Rule 36, apply for the reasonable expenses of making that proof, including fees; the court must make the order unless the request was held objectionable, the admission sought was of no substantial importance, the refusing party had reasonable ground to believe it might prevail, or there was other good reason. Subdivision (d) covers a party who without good cause fails to appear at its own properly noticed deposition, fails to serve answers or objections to interrogatories, or fails to serve a written response to a request for inspection; the sanctions include the orders in (b)(2)(A) through (C) plus expenses, and motions about interrogatories or inspection need the good faith conferral certification. The last sentence is the one that decides cases: none of these failures is excused on the ground that the discovery sought is objectionable unless the party failing to act has a pending motion for a protective order under Rule 26(c).

Frequently Asked Questions

What do I do if the other side ignores my discovery in a Rhode Island family case?

Subdivision (a) provides for an application for an order compelling discovery, made on reasonable notice to the other parties and all persons affected. The motion must include a certification that the movant conferred or tried in good faith to confer with the party failing to make discovery, in an effort to secure the material without court action.

Can my case be dismissed for not answering discovery?

It can. An order compelling discovery may expressly provide for entry of a final judgment dismissing the underlying claim or a default judgment against a party who does not comply within thirty days, or whatever other period the court orders or the parties stipulate, and subdivision (b)(2)(C) allows dismissal or default for disobeying a discovery order.

Who pays for a motion to compel?

If the motion is granted, or the discovery shows up after it was filed, the court may, after affording an opportunity to be heard, require the party, the deponent or the attorney who advised the conduct to pay the moving party's reasonable expenses and attorney's fees. If the motion is denied, the court may, again after affording an opportunity to be heard, require the moving party or the attorney filing the motion to pay the expenses of opposing it, unless the motion was substantially justified or an award would be unjust.

Can I skip answering discovery because I think the requests are improper?

No. Subdivision (d) says a failure to appear, to serve answers or to respond may not be excused on the ground that the discovery sought is objectionable unless the party failing to act has a pending motion for a protective order as provided by Rule 26(c).

Can I be held in contempt for refusing a court ordered examination?

Subdivision (b)(2)(D) allows the court to treat a failure to obey its orders as contempt, except an order to submit to a physical, mental or blood examination. The other sanctions stay open, including orders taking facts as established, refusing to allow claims or defenses to be supported, and striking pleadings.

Source & verification. The rule text is reproduced verbatim from the official Rhode Island Family Court Rules of Domestic Relations Procedure (R.Dom.Rel.P. 37). Prescribed by the Supreme Court of Rhode Island (R.I. Gen. Laws § 8-6-2). The plain-English summary is original and written by us. Last verified September 12, 2026. · Official source
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