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§ 4201.Powers of referees to report

Article 42. Trial by the Court · Last amended 1963 · Last verified July 21, 2026

In one sentenceSection 4201 equips a referee appointed to inquire and report with the power to issue subpoenas, administer oaths, and direct the parties through disclosure proceedings needed to move the referred issues toward a prompt resolution.

Full Text of CPLR 4201

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A referee to inquire and report shall have the power to issue subpoenas, to administer oaths and to direct the parties to engage in and permit such disclosure proceedings as will expedite the disposition of the issues.

Plain-English Summary

A referee appointed to inquire and report gathers facts for the court rather than deciding the case outright, but that still requires real investigative tools. Section 4201 gives that referee the power to issue subpoenas, administer oaths, and direct the parties to engage in and permit the kind of disclosure proceedings that will move the referred issues toward resolution.

These powers mirror what an arbitrator can already do under New York law, since a referee to inquire and report, like an arbitrator, gathers information and reports back rather than issuing a binding decision of its own. Because the referee's role stops short of deciding the case, section 4201 does not extend to that referee the broader powers given to a referee appointed to determine issues or to perform other acts, powers appropriate only when the referee's conclusion has independent legal effect.

Frequently Asked Questions

What powers does a referee appointed to inquire and report have in New York?

The power to issue subpoenas, administer oaths, and direct the parties to engage in and permit disclosure proceedings that will speed up resolution of the referred issues.

Can this kind of referee subpoena witnesses or documents?

Yes, section 4201 gives a referee to inquire and report the power to issue subpoenas.

Does a referee to inquire and report decide the case?

No, this kind of referee investigates and reports back to the court; it does not issue a binding decision the way a referee to determine can.

Why doesn't this referee get the same powers as a referee to determine an issue?

Because a referee to inquire and report only gathers information for the court, it does not need the broader powers appropriate to a referee whose conclusions carry independent legal effect.

Can this referee force the parties to exchange discovery?

Yes, the referee can direct the parties to engage in and permit disclosure proceedings needed to move the referred issues forward.

Advisory Committee Notes

The powers of the referee appointed to inquire and report are the same as those granted to an arbitrator. See notes to § 7505. Since such a referee is not empowered to make final decisions, it is not necessary to invest him with the powers granted to referees to determine issues or to perform acts.

Amendment History

Add, L 1962, ch 308, eff Sept 1, 1963.

Source & verification. Provision text, History, and Advisory Committee Notes are reproduced verbatim from the Consolidated Laws of New York. Last verified July 21, 2026. · Official source
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