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§ 3126.Penalties for refusal to comply with order or to disclose.

Article 31. Disclosure · Last amended 1994 · Last verified July 21, 2026

In one sentenceCPLR 3126 authorizes a range of sanctions, from deeming issues resolved against the disobedient party to striking pleadings or entering a default judgment, against anyone who disobeys a disclosure order or willfully withholds information that should have been disclosed.

Full Text of CPLR 3126

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If any party, or a person who at the time a deposition is taken or an examination or inspection is made is an officer, director, member, employee or agent of a party or otherwise under a party’s control, refuses to obey an order for disclosure or wilfully fails to disclose information which the court finds ought to have been disclosed pursuant to this article, the court may make such orders with regard to the failure or refusal as are just, among them:
1. an order that the issues to which the information is relevant shall be deemed resolved for purposes of the action in accordance with the claims of the party obtaining the order; or 2. an order prohibiting the disobedient party from supporting or opposing designated claims or defenses, from producing in evidence designated things or items of testimony, or from introducing any evidence of the physical, mental or blood condition sought to be determined, or from using certain witnesses; or 3. an order striking out pleadings or parts thereof, or staying further proceedings until the order is obeyed, or dismissing the action or any part thereof, or rendering a judgment by default against the disobedient party.

Plain-English Summary

CPLR 3126 is where New York discovery disputes end when persuasion and motions to compel haven't worked. It applies to a party, or to someone connected to a party — an officer, director, member, employee, or agent — who refuses to obey a disclosure order, or who willfully fails to disclose information the court finds should have been turned over under Article 31. The rule gives the court broad discretion to fashion orders “as are just,” and lists three of the most common.

The mildest is an issue-preclusion order: treating the issues the missing information relates to as resolved in favor of the party who sought disclosure. The next tier blocks the disobedient party from supporting or opposing specific claims or defenses, from putting certain evidence or witnesses before the jury, or from introducing evidence about a physical, mental, or blood condition the party refused to let anyone examine. The most severe response strikes pleadings, stays the case until the order is obeyed, dismisses the action or part of it, or enters a default judgment against the disobedient party.

None of these penalties is automatic. Courts look for willfulness — a party who truly can't comply, rather than one who won't, generally isn't punished the same way as one who ignores a clear order without excuse. But once a court finds that willful noncompliance, the remedy can be severe enough to end a case before it reaches trial, which is why CPLR 3126 motions carry real weight even when discovery disputes seem, on their surface, procedural.

Frequently Asked Questions

What happens if I don't respond to discovery in a New York lawsuit?

If a court finds that you willfully failed to disclose information you should have turned over, or that you disobeyed a disclosure order, CPLR 3126 lets the court impose sanctions ranging from deeming certain issues resolved against you to striking your pleadings or entering a default judgment.

Can a case be dismissed for failing to comply with discovery in New York?

Yes. CPLR 3126(3) allows a court to dismiss the action, or a part of it, or enter a default judgment against a party who willfully disobeys a disclosure order.

What is the difference between a motion to compel and a motion for sanctions in New York discovery?

A motion to compel under CPLR 3124 asks the court to order compliance in the first instance; a motion under CPLR 3126 seeks penalties after a party has already disobeyed an order or willfully withheld required information.

Does a discovery sanction under CPLR 3126 require proof of bad faith?

Courts generally require a showing that the failure to disclose was willful, contumacious, or in bad faith rather than the product of a real inability to comply, before imposing the more severe sanctions.

Can I be sanctioned for an employee's refusal to be deposed, not just my own?

Yes. CPLR 3126 extends to an officer, director, member, employee, or agent of a party, or anyone otherwise under a party's control, at the time the deposition or examination occurs.

What is an issue-preclusion sanction under CPLR 3126?

It's an order deeming the issues that the withheld information relates to resolved for purposes of the case in accordance with the claims of the party who sought disclosure.

Can a court bar me from using certain evidence or witnesses at trial as a discovery sanction?

Yes. CPLR 3126(2) lets the court prohibit the disobedient party from supporting or opposing designated claims or defenses, introducing designated evidence, or using certain witnesses.

Advisory Committee Notes

This section is based on Federal rule 37(b). Under CPA § 299, if a party ignored a notice, his pleading might have been stricken on motion. Under this section the court will, on motion, make a conditional order that if the party does not appear or does not answer certain questions the penalties in (1) to (3) will automatically be visited upon him. No separate treatment of nonparty witnesses is required since the general contempt power applies to them. Cf. CPA §§ 299, 325; RCP 137; Note, 7 Vand L Rev 272 (1954).

1993 Recommendations of Advisory Committee on Civil Practice:

The substitution of the clause “this article” for “notice duly served” would make it clear that a willful failure to disclose information within the meaning of section 3126 includes a willful failure to amend or supplement a response to a disclosure request as required under new subdivision (h) of section 3101.

Amendment History

Add, L 1962, ch 308; amd, L 1978, ch 42, § 1; L 1993, ch 98, § 11, eff Jan 1, 1994.

Source & verification. Provision text, History, and Advisory Committee Notes are reproduced verbatim from the Consolidated Laws of New York. Last verified July 21, 2026. · Official source
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