Rule 37.Failure to Make Discovery: Sanctions
Part V. Depositions and Discovery · Last verified September 4, 2026
Full Text of Rule 37
Plain-English Summary
Rule 37 tracks the civil rule closely. One difference is structural: the civil rule's subsection (f) has no counterpart here, and (e) does different work.
Compelling
An application about a party goes to the court where the action is pending, or on deposition matters to the court in the county where the deposition is being taken; an application about a non-party deponent goes to the county where the deposition is being taken. The motion lies where a deponent fails to answer, an organization fails to designate under Rule 30(b)(6) or 31(a), a party fails to answer an interrogatory, or a party fails to respond to or permit a Rule 34 inspection. On an oral examination the proponent may complete or adjourn before applying.
Subsection (a)(3) is short and load-bearing: an evasive or incomplete answer is treated as a failure to answer.
Who pays for the motion
Subsection (a)(4) runs in both directions, after opportunity for hearing. If the motion is granted, the court may require the party or deponent whose conduct necessitated it — or the attorney who advised that conduct, or both — to pay the movant's reasonable expenses including attorney's fees, unless the opposition was substantially justified or other circumstances make an award unjust. If the motion is denied, the same shifts the other way against the movant or the advising attorney. Granted in part and denied in part, the court may apportion.
Sanctions for disobeying an order
Subsection (b)(1) makes a deponent's wilful failure to be sworn or to answer, after being directed by the court in the deposition county, a contempt of that court.
Subsection (b)(2) covers a party, an officer, director or managing agent of a party, a Rule 30(b)(6) or 31(a) designee, or a person interrogated under Rule 33 who wilfully fails to obey an order to provide or permit discovery. The court may make such orders as are just, and the rule lists five:
- (A) matters taken as established in accordance with the moving party's claim;
- (B) refusing to allow the disobedient party to support or oppose designated claims or defenses, or barring designated matters from evidence;
- (C) striking pleadings or parts of them, staying proceedings until the order is obeyed, or dismissing the action or any part;
- (D) treating the wilful failure as a contempt — except an order to submit to a physical or mental examination;
- (E) for failure to produce another for a Rule 35(a) examination, the orders in (A), (B) and (C), unless the party shows it is unable to produce that person.
Expenses and attorney's fees may be added to, or ordered in place of, any of these.
Failing to admit, and failing to show up at all
Subsection (c) shifts the cost of proof: where a party fails to admit under Rule 36 and the requesting party later proves the matter, the court shall order payment of the reasonable expenses of making that proof, including fees — unless the request was held objectionable, the admission was of no substantial importance, the party had reasonable grounds to believe it might prevail, or there was other good reason.
Subsection (d) covers a wilful failure to appear at one's own deposition, to serve interrogatory answers or objections, or to respond to a Rule 34 request. The (b)(2)(A)-(D) sanctions are available, plus expenses. The closing sentence is the one to note: the failure may not be excused on the ground that the discovery sought is objectionable unless the party has applied for a protective order under Rule 26(c).
Subsection (e) bars awarding expenses and fees against the Commonwealth except to the extent a statute permits.
Frequently Asked Questions
Is an incomplete answer treated as no answer?
Yes. Rule 37(a)(3) provides that for purposes of the motion-to-compel subdivision, an evasive or incomplete answer is to be treated as a failure to answer.
Who pays for a motion to compel?
Rule 37(a)(4) allows the court, after opportunity for hearing, to require the party or deponent whose conduct necessitated the motion, or the attorney advising that conduct, or both, to pay the moving party's reasonable expenses including attorney's fees — unless the opposition was substantially justified or other circumstances make an award unjust. If the motion is denied, expenses may be awarded against the moving party or the advising attorney on the same terms.
What sanctions can the court impose for disobeying a discovery order?
Rule 37(b)(2) lists taking matters as established, barring the disobedient party from supporting or opposing designated claims or defenses or introducing designated matters, striking pleadings or staying or dismissing the action, treating the failure as a contempt — except an order to submit to a physical or mental examination — and, where a party failed to produce another for a Rule 35(a) examination, the first three of those. Expenses and fees may be added or substituted.
Can I ignore discovery I think is objectionable?
Rule 37(d) says the failure to act may not be excused on the ground that the discovery sought is objectionable unless the party failing to act has applied for a protective order as provided by Rule 26(c).
What happens if I deny something that turns out to be true?
Rule 37(c) provides that where a party fails to admit under Rule 36 and the requesting party then proves the genuineness of the document or the truth of the matter, the court shall order payment of the reasonable expenses of making that proof, including reasonable attorney's fees, unless the request was held objectionable, the admission was of no substantial importance, the party had reasonable grounds to believe it might prevail, or there was other good reason for the failure to admit.
Can fees be awarded against the Commonwealth?
Rule 37(e) provides that except to the extent permitted by statute, expenses and fees may not be awarded against the Commonwealth under this rule.