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§ 8.01-420.4:1.Taking of depositions; corporate officers.

Chapter 14. Evidence · Article 9. Miscellaneous Provisions · Last amended 2019 · Last verified July 16, 2026

In one sentenceSection 8.01-420.4:1 shifts the burden onto a party seeking to depose a top executive of a publicly traded company to show the deposition is reasonably calculated to lead to admissible evidence, that the executive has irreplaceable personal knowledge, and that other discovery methods are inadequate, once the executive moves for a protective order.

Full Text of § 8.01-420.4:1

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A. For the purposes of this section, "officer" means the president, chief executive officer, chief operating officer, or chief financial officer of a publicly traded company or of a subsidiary of such company that employs 250 or more people.
B. In any action in which an officer's publicly traded company is a party, if a party issues a witness subpoena for the deposition of an officer prior to taking the deposition of a corporate representative pursuant to Supreme Court Rule 4:5(b)(6), and the officer, or company on the officer's behalf, files a motion for a protective order asserting that the discovery sought is obtainable from some other source that is more convenient, less burdensome, or less expensive, in order to defeat such motion for a protective order, the burden is on the party seeking the deposition to show that (i) the officer's deposition is reasonably calculated to lead to the discovery of admissible evidence, (ii) the officer may have personal knowledge of discoverable information that cannot reasonably be discovered through other means, and (iii) a deposition of a representative other than the officer or other methods of discovery are unsatisfactory, insufficient, or inadequate.
C. A motion for a protective order filed pursuant to subsection B shall include one or more proposed corporate employees available to be deposed instead of the officer, along with a description of the employee's role in the corporation, his knowledge relevant to the subject matter of the litigation, and the source of such knowledge, provided that the party opposing the motion has stated with reasonable particularity the matters on which the officer's examination is requested.
D. If a protective order is issued and the party seeking the deposition subsequently learns that the requirements set forth in subsection B can be met, then the party seeking the deposition may file for modification or lifting of the protective order.
E. The provisions of this section apply to a subpoena issued pursuant to the Uniform Interstate Depositions and Discovery Act (§ 8.01-412.8 et seq.) consistent with the provisions of subsection E of § 8.01-412.10.

Plain-English Summary

Depositions of a company’s top brass — its president, CEO, COO, or CFO — can be an easy way to pressure a corporate defendant, so this section builds in a check whenever the deponent is a top officer of a publicly traded company, or of that company’s subsidiary once the subsidiary itself has 250 or more employees. If a party subpoenas an officer’s deposition before deposing a corporate representative under Rule 4:5(b)(6), and the officer or the company moves for a protective order arguing that the same information is available from a more convenient, less burdensome, or less expensive source, the burden shifts to the party seeking the deposition.

That party then has to show three things: that the officer’s deposition is reasonably calculated to lead to admissible evidence, that the officer has personal knowledge of discoverable information that cannot reasonably be gotten another way, and that deposing some other corporate representative or using other discovery methods would be unsatisfactory, insufficient, or inadequate.

The company does not get to refuse outright. Its protective order motion has to name one or more alternative employees available for deposition, describe each one’s role and relevant knowledge, and respond to whatever the opposing party has already identified with reasonable particularity as the subject of the officer’s proposed testimony. And if a protective order issues but the requesting party later learns the burden can be met, that party can move to modify or lift it. The same framework applies to out-of-state subpoenas issued under Virginia’s Uniform Interstate Depositions and Discovery Act.

Frequently Asked Questions

Can a company block a deposition of its CEO in a Virginia lawsuit?

Not automatically. The CEO or company can move for a protective order, but the party seeking the deposition can defeat it by meeting the three-part showing set out in § 8.01-420.4:1(B).

Which corporate officers does this apex-deposition rule cover?

The president, chief executive officer, chief operating officer, or chief financial officer of a publicly traded company, or of a subsidiary of such a company with 250 or more employees.

What must a party show to depose a covered officer over a protective order objection?

That the officer’s deposition is reasonably calculated to lead to admissible evidence, that the officer has personal knowledge that cannot reasonably be discovered another way, and that other discovery methods are unsatisfactory, insufficient, or inadequate.

What must the company include in its motion for a protective order?

One or more proposed corporate employees available to be deposed instead, describing each employee’s role, relevant knowledge, and the source of that knowledge.

Does this rule apply to out-of-state subpoenas for Virginia litigation?

Yes, it applies to a subpoena issued under the Uniform Interstate Depositions and Discovery Act, consistent with § 8.01-412.10(E).

Amendment History

2019, cc. 9, 50.

Source & verification. Section text and amendment history are reproduced verbatim from the Code of Virginia, published by the Code of Virginia, Virginia Division of Legislative Automated Systems. Last verified July 16, 2026. · Official source
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