Rule 33.7.Determining Voluntariness of Plea
Rule 33. PLEADING BY DEFENDANT · Last amended 1997 · Last verified July 17, 2026
Full Text of Rule 33.7
Plain-English Summary
Rule 33.7 makes voluntariness a threshold the judge has to clear on the record before taking a guilty or nolo plea, not something assumed. The judge cannot accept the plea without first confirming, in a way that shows up in the transcript, that the defendant is entering it freely.
Getting there starts with questions to both lawyers: did earlier negotiations produce this plea, and if an agreement resulted, what does it provide? Where the prosecutor has promised to push for leniency that needs the judge’s sign-off, the judge has to tell the defendant directly that the court doesn’t have to follow the prosecutor’s recommendation — it can still be rejected. Then the judge turns to the defendant and asks whether anything else — an unstated promise, force, or a threat — led to the plea.
The point is to catch coercion or misunderstanding before it hardens into a conviction. A defendant who pleads under a threat, or who believes a prosecutor’s recommendation guarantees a particular outcome, has not made the kind of free choice this rule demands.
Frequently Asked Questions
What must the judge determine before accepting a guilty or nolo contendere plea?
That the plea is voluntary, established on the record.
Does the judge ask about plea agreements before accepting a plea?
Yes. The judge asks both the prosecutor and defense counsel whether earlier negotiations produced the plea and, if an agreement resulted, what it provides.
Is a judge bound by a prosecutor’s sentencing recommendation?
No. When the prosecutor has promised to seek leniency that needs the judge’s approval, the judge must tell the defendant directly that the court doesn’t have to follow that recommendation.
Does the judge question the defendant personally about threats or other promises?
Rule 33.7 calls for the judge to address the defendant directly and ask whether anything beyond what has already come out — an unstated promise, force, or a threat — produced the plea. This step is phrased as guidance the judge should follow in reaching the mandatory finding that the plea was voluntary, rather than as a separately compelled act.
Who determines whether a plea was voluntary?
The judge, based on findings made on the record.
Amendment History
Amended effective October 9, 1997.