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Rule 37.04.Failure of party to attend at own deposition or serve answers to interrogatories or respond to request for inspection.

Current through June 18, 2026 · Last verified July 9, 2026

In one sentenceRule 37.04 lets the court sanction a party, or its officer, director, managing agent, or designated deposition witness, who fails to appear for a deposition, serve answers or objections to interrogatories, or respond to a request for inspection, and bars the objectionable-discovery defense unless the party first sought a protective order under Rule 26.03.

Full Text of Rule 37.04

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(1) If a party or an officer, director, or managing agent of a party or a person designated under Rule 30.02 (6) or 31.01 (2) to testify on behalf of a party fails (a) to appear before the officer who is to take his deposition, after being served with a proper notice, or (b) to serve answers or objections to interrogatories submitted under Rule 33, after proper service of the interrogatories, or (c) to serve a written response to a request for inspection submitted under Rule 34, after proper service of the request, the court in which the action is pending on motion may make such orders in regard to the failure as are just, and among others it may take any action authorized under subparagraphs (a), (b) and (c) of Rule 37.02 (2). In lieu of any order or in addition thereto, the court shall require the party failing to act or the attorney advising him or both to pay the reasonable expenses, including attorney's fees, caused by the failure, unless the court finds that the failure was substantially justified or that other circumstances make an award of expenses unjust.
(2) The failure to act described in this rule may not be excused on the ground that the discovery sought is objectionable unless the party failing to act has applied for a protective order as provided by Rule 26.03.

Amendment History

(Amended effective October 1, 1971; amended October 18, 1977, effective January 1, 1978.)

Plain-English Summary

Rule 37.04 addresses a different problem than Rule 37.01: not a witness who shows up but won't answer, but a party — or that party's officer, director, managing agent, or a witness designated under Rule 30.02(6) or 31.01(2) — who doesn't show up or doesn't respond at all. That covers failing to appear for a properly noticed deposition, failing to serve answers or objections to interrogatories sent under Rule 33, and failing to serve a written response to a request for inspection under Rule 34.

When that happens, the court where the case is pending can, on motion, impose any of the sanctions listed in Rule 37.02(2)(a) through (c) — treating facts as established, barring claims or defenses, or striking pleadings and related relief — and must also require the non-complying party or its attorney to pay the reasonable expenses, including attorney's fees, caused by the failure, unless the failure was substantially justified or an award would be unjust. A party cannot defend the failure by arguing the discovery request was objectionable unless it had already applied for a protective order under Rule 26.03; the rule does not let a party sit on its objections and raise them only after ignoring the deadline.

Frequently Asked Questions

What if a party never answers my interrogatories at all in Kentucky?

Rule 37.04(1)(b) treats a complete failure to serve answers or objections to interrogatories as sanctionable, letting the court impose the sanctions listed in Rule 37.02(2)(a) through (c) and require payment of reasonable expenses, including attorney's fees.

Can I just skip responding to discovery I think is improper?

No. Rule 37.04(2) says the failure to act cannot be excused on the ground that the discovery sought is objectionable unless the party first applied for a protective order under Rule 26.03.

What happens if the other party doesn't show up for their own deposition?

Rule 37.04(1)(a) covers a party's failure to appear before the officer taking the deposition after being properly served with notice, and it allows the same sanctions and expense award as other failures under this rule.

Source & verification. The rule text is reproduced verbatim from the official Kentucky Rules of Civil Procedure (Ky. R. Civ. P. 37.04). Prescribed by the Supreme Court of Kentucky (Ky. Const. § 116). The plain-English summary is original and written by us. Last verified July 9, 2026. · Official source
Also known as: party failed to appear for depositionno response to interrogatoriesno response to request for inspectiontotal failure to respond to discoveryprotective order before ignoring discoverydiscovery default sanctions