RulesofCivilProcedure.com Civil Procedure · Every State

Rule 12.02.How presented.

Current through June 18, 2026 · Last verified July 9, 2026

In one sentenceRule 12.02 lets a party raise seven defenses -- jurisdiction, venue, process, service, failure to state a claim, and failure to join a party -- by pre-answer motion rather than in the answer, and converts a failure-to-state-a-claim motion into summary judgment once outside materials come into play.

Full Text of Rule 12.02

Text size

Every defense, in law or fact, to a claim for relief in any pleading, whether a claim, counterclaim, cross claim, or third-party claim shall be asserted in the responsive pleading thereto if one is required, except that the following defenses may at the option of the pleader be made by motion: (a) lack of jurisdiction over the subject matter, (b) lack of jurisdiction over the person, (c) improper venue, (d) insufficiency of process, (e) insufficiency of service of process, (f) failure to state a claim upon which relief can be granted, and (g) failure to join a party under Rule 19. A motion making any of these defenses shall be made before pleading if a further pleading is permitted. No defense or objection is waived by being joined with one or more defenses or objections in a responsive pleading or motion. If a pleading sets forth a claim for relief to which the adverse party is not required to serve a responsive pleading, he may assert at the trial any defense in law or fact to that claim for relief. If, on a motion asserting the defense that the pleading fails to state a claim upon which relief can be granted, matters outside the pleading are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56, and all parties shall be given reasonable opportunity to present all material made pertinent to such a motion by Rule 56.

Amendment History

(Amended October 18, 1977, effective January 1, 1978.)

Plain-English Summary

Rule 12.02 governs how a party raises defenses to a claim. The default is to put every defense in the responsive pleading -- the answer. But the rule lets a party raise seven specific defenses by motion instead, before filing an answer: lack of jurisdiction over the subject matter, lack of jurisdiction over the person, improper venue, insufficiency of process, insufficiency of service of process, failure to state a claim upon which relief can be granted, and failure to join a party required under Rule 19. This is the rule people mean when they refer to a motion to dismiss.

Timing matters: if a party chooses to raise one of these defenses by motion, the motion must be filed before any further pleading is filed -- a party can't answer first and then move to dismiss later on these grounds. But raising one defense by motion doesn't waive the others; a party can combine several Rule 12.02 defenses in a single motion, or raise them together in the answer, without losing any of them.

The failure-to-state-a-claim defense gets special treatment. If either party submits material outside the pleadings -- affidavits, documents, discovery -- and the court doesn't exclude it, the motion converts into a motion for summary judgment under Rule 56.01, and both sides must get a reasonable chance to present the kind of material Rule 56.01 allows. And when a claim doesn't require a responsive pleading at all, the defenses to it can be raised at trial instead of by motion or answer.

Frequently Asked Questions

How do I file a motion to dismiss in Kentucky state court?

Rule 12.02 lets a defendant raise certain defenses -- such as lack of jurisdiction, improper venue, insufficient process or service, or failure to state a claim upon which relief can be granted -- by motion filed before any further pleading, instead of waiting to raise them in the answer.

What is a 'failure to state a claim' motion under Kentucky's rules?

It's one of the seven defenses listed in Rule 12.02 that can be raised by pre-answer motion. If the court looks at material outside the pleadings in deciding it and doesn't exclude that material, the motion converts into a motion for summary judgment under Rule 56.01.

Do I lose other defenses if I only raise one in my motion to dismiss?

No. Rule 12.02 states that no defense or objection is waived by being joined with one or more other defenses or objections in the same motion or responsive pleading.

Source & verification. The rule text is reproduced verbatim from the official Kentucky Rules of Civil Procedure (Ky. R. Civ. P. 12.02). Prescribed by the Supreme Court of Kentucky (Ky. Const. § 116). The plain-English summary is original and written by us. Last verified July 9, 2026. · Official source
Also known as: motion to dismiss KentuckyCR 12.02lack of jurisdiction defenseimproper venue motionfailure to state a claim Kentuckyinsufficient service of process motionpre-answer motion